GOLDENHORN Regulatory Compliance Management


The ‘Regulatory Compliance Management’ module of the GOLDENHORN ONEGRC Software Suite is an integral tool designed to streamline and enhance the regulatory compliance processes within organizations. This module encompasses a range of key features that collectively address the various aspects of compliance management, from monitoring regulatory changes to managing incidents and ensuring effective engagement with regulatory bodies. These features are engineered to ensure that organizations can not only meet current compliance requirements but also adapt efficiently to evolving regulatory landscapes.


The ‘Regulatory Compliance Management’ module of the GOLDENHORN ONEGRC Software Suite is an advanced solution designed to navigate the complexities of regulatory compliance in today’s fast-paced and ever-evolving business environment. This module, segmented into several sub-modules including Regulatory Change Management, Compliance Incident Management, Regulatory Engagement Management, Compliance Control Management, Compliance Request Fulfilment, and Knowledge Information Base, provides a comprehensive framework for managing various aspects of regulatory compliance. The integration of these sub-modules ensures that organizations can effectively monitor, adapt to, and comply with regulatory changes, manage compliance-related incidents, engage with regulatory bodies, control compliance processes, fulfil compliance requests, and maintain an extensive knowledge base.

The key features of the module, such as Programme Management, Management Planning, Risk and Impact Analysis, and Work Activity Hub Management, further support these sub-modules by offering robust tools and systems for planning, managing, and monitoring compliance activities. These features enable organizations to maintain a proactive stance in their compliance efforts, ensuring that they are always ahead in understanding and implementing regulatory requirements, thus mitigating risks associated with non-compliance.

Value Delivery

The ‘Regulatory Compliance Management’ module delivers substantial value by enabling organizations to efficiently manage their compliance activities and respond to regulatory changes proactively. The Regulatory Change Management feature plays a crucial role in ensuring organizations stay abreast of regulatory updates, facilitating timely adaptation to new regulations. This proactive approach is essential in an environment where regulatory requirements are constantly evolving.

Furthermore, the module’s Compliance Incident Management feature allows organizations to effectively handle compliance-related incidents, ensuring prompt resolution and minimizing potential repercussions. This proactive management of compliance incidents helps in maintaining organizational integrity and upholding the trust of stakeholders, customers, and regulatory bodies.


The implementation of the ‘Regulatory Compliance Management’ module brings multiple benefits to an organization. First, it enhances the ability to maintain regulatory compliance, thus avoiding legal penalties, fines, and reputational damage. The module’s comprehensive approach ensures that all aspects of regulatory compliance are addressed, from understanding regulatory changes to implementing necessary controls and responding to incidents.

Secondly, the module streamlines compliance processes, saving time and resources that can be better utilized in core business activities. By automating and integrating various compliance tasks, the module reduces the burden of manual processes, thereby improving efficiency and accuracy in compliance management.

Target Users

The target users of the ‘Regulatory Compliance Management’ module are diverse, encompassing professionals involved in compliance, legal, risk management, and operational roles. This module is particularly beneficial for compliance officers, legal advisors, risk managers, and operational leaders who are responsible for ensuring that their organizations adhere to regulatory requirements.

Additionally, senior executives and board members also benefit from the module, as it provides them with a comprehensive view of their organization’s compliance posture, enabling informed decision-making and strategic planning. By utilizing this module, these professionals can ensure that their organizations not only comply with existing regulations but are also prepared for future regulatory challenges.

Key Features (Aspects)

Programme Management Building Block: Offers a structured approach to managing compliance programs, ensuring they align with organizational objectives and regulatory demands.

Management Planning Building Block: Facilitates strategic planning in compliance management, integrating compliance objectives with broader organizational goals.

Risk and Impact Analysis Management Building Block: Enables organizations to assess and analyze the potential risks and impacts associated with non-compliance, aiding in proactive risk management.

Work Activity Hub Management Building Block: Acts as a centralized platform for coordinating all compliance-related activities, enhancing efficiency and collaboration.

Time Sheet Management Building Block: Provides a system for tracking time spent on various compliance activities, essential for resource allocation and management.

Regulatory Change Management – Transition and Change Project Management Building Block: Assists in managing the transition and implementation of new regulatory changes within the organization.

Compliance Incident Management – Incident Management Building Block: Enables effective handling and resolution of compliance-related incidents.

Regulatory Engagement Management – Request for Engagement Management Building Block: Manages interactions and engagements with regulatory bodies, ensuring effective communication and compliance.

Compliance Control Management – Programme Management Building Block: Offers tools for managing and monitoring compliance control programs.

Compliance Control Management – Management Planning Building Block: Aids in planning and strategizing compliance control initiatives.

Compliance Control Management – Risk and Impact Analysis Management Building Block: Assists in identifying and assessing risks associated with compliance controls.

Compliance Control Management – Control Project Management Building Block: Manages projects related to the establishment and maintenance of compliance controls.

Compliance Control Management – Control Testing (VVMi) Building Block: Involves testing and verifying the effectiveness of compliance controls.

Compliance Control Management – Evaluation and Scoring Monitoring (ESMi) Building Block: Provides ongoing evaluation and scoring of compliance controls and strategies.

Compliance Control Management – Test Finding and Risk Detection Building Block: Identifies risks and issues in compliance controls, ensuring prompt corrective action.

Compliance Control Management – Test Finding Action Request Building Block: Manages the resolution process for identified issues in compliance controls.

Request Fulfilment – Request Fulfilment Building Block: Handles requests related to compliance, ensuring timely and effective fulfilment.

Knowledge Information Base – Master Data Management Building Block: Maintains a comprehensive database of compliance-related information, crucial for informed decision-making.

Knowledge Information Base – Business Service Asset Catalogue Management Building Block: Manages a catalogue of business assets relevant to compliance.

Goldenhorn OneBasis Model Building Block: Provides a foundational model for compliance processes, aligning them with industry standards and best practices.

Goldenhorn OneBasis Engine Building Block: Powers the entire regulatory compliance module, ensuring seamless integration and operation of all features.

Sub Modules


The ‘Regulatory Compliance Management’ module of the GOLDENHORN ONEGRC Software Suite is structured to comprehensively address the multifaceted requirements of regulatory compliance within modern organizations. This module is divided into several sub-modules, each focusing on a specific aspect of compliance management. These sub-modules are designed to ensure that organizations can effectively navigate and comply with the diverse and often complex regulatory environments in which they operate. By integrating these sub-modules, the suite provides a holistic and adaptable approach to regulatory compliance management.

Sub Modules

Regulatory Change Management (RCM): Focuses on managing and adapting to regulatory changes. It ensures organizations stay updated with the latest regulatory developments and effectively implement required changes in their compliance strategies.

Compliance Incident Management (CIM): Deals with the identification, response, and resolution of compliance-related incidents. This sub-module is crucial for minimizing the impact of compliance breaches and maintaining regulatory integrity.

Regulatory Engagement Management (REM): Manages interactions and engagements with regulatory bodies. It ensures effective communication and collaboration with regulators, aiding in compliance and fostering positive regulatory relationships.

Compliance Control Management (CCM): Focuses on the development, implementation, and monitoring of compliance controls. This sub-module ensures that compliance measures are effective, efficient, and aligned with regulatory requirements.

Compliance Request Fulfilment (CRFF): Handles the fulfilment of various compliance-related requests, ensuring timely and accurate responses to compliance queries and requirements.

Knowledge Information Base (KIB): Acts as a repository for compliance-related knowledge and information. It provides a centralized source of regulatory information, best practices, and compliance guidelines.


In conclusion, the sub-modules of the ‘Regulatory Compliance Management’ module in the GOLDENHORN ONEGRC Software Suite collectively form a comprehensive framework for managing all aspects of regulatory compliance. Each sub-module is meticulously crafted to address specific compliance challenges, ensuring that organizations can effectively meet regulatory requirements, manage compliance risks, and maintain a proactive stance in their compliance efforts. This modular approach enables organizations to not only respond to current compliance demands but also to adapt swiftly to evolving regulatory landscapes, ensuring long-term compliance resilience and integrity.